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  • Grönlund, Liselotte (2022)
    Det finns en växande medvetenhet bland beslutsfattare om att klimatförändringen ger upphov till så omfattande finansiella risker att de kollektivt utgör en systemrisk och ett hot mot den finansiella stabiliteten. Bankreglering och banktillsyn har därmed en viktig roll att spela i att förverkliga EU:s klimatförändringsmål och i att minska den systemrisk som klimatförändringen utgör. Som en reaktion på lärdomarna från den senaste globala finanskrisen har makrotillsyn etablerat sig som en ny sorts finansiell reglering, vars mål är att förhindra överdrivet risktagande i det finansiella systemet och mildra dess effekter på den reala ekonomin. Även om det finns en växande debatt bland forskare och beslutsfattare om tillsynsmyndigheternas och bankernas roll i att identifiera och hantera klimatrisker, är diskussionen om hur makrotillsyn skulle kunna användas för att hantera systemrisker i samband med klimatförändringen fortfarande begränsad. Den Europeiska kommissionen har också erkänt behovet av att undersöka hur tillsynsreglering kan ta hänsyn till klimatförändringens finansiella risker i sin strategi för hållbar finansiering från år 2021. Denna magisteravhandling undersöker därmed egenskaperna av klimatrelaterade finansiella risker och diskuterar de alternativ som beslutsfattare inom makrotillsyn har för att integrera sådana risker i banktillsyn. Med hjälp av teorier om ekonomisk reglering ger avhandlingen därmed en översikt av diskussionen kring den ekonomiska grunden för och lämpligheten av att använda makrotillsynsreglering av banksektorn för att hantera klimatförändringen som en systemrisk. Även om denna magisteravhandling i stort sett anser att användning av makrotillsynsreglering för att hantera klimatförändringsrisker är rättfärdigat, medför dess implementering flera utmaningar för tillsynsmyndigheter. Tillsynsmyndigheter kommer att ställas inför politiska val och speciellt EU:s lagstiftare kommer att behöva ta hänsyn till skillnader mellan de olika medlemsstaternas makroekonomiska målsättningar. Trots bristen på säkerhet gällande klimatförändringsriskernas exakta natur och tidpunkt och de politiska svårigheterna kring tillämpningen av makrotillsynsreglering, kan och bör finansiella tillsynsmyndigheter och banker aktivt stödja en smidig övergång till en ekonomi med låga koldioxidutsläpp och ta steg för att minimera skadorna för det finansiella systemet och ekonomin i framtiden.
  • Tervo, Inkeri (2023)
    Climate migration raises both justice and human rights concerns, yet no existing treaty explicitly addresses it, leaving climate migrants in a legal limbo. This study assesses how the European Union's international protection system can evolve to effectively mitigate the vulnerability of climate migrants. The analysis incorporates the principle of non-refoulement from the European Convention on Human Rights and the principle of Common but Differentiated Responsibilities and Respective Capabilities in climate agreements. Using a legal doctrinal approach, the study analyses existing legal frameworks, uniquely integrating the perspective of vulnerability theory. This ethical framework emphasizes the universal vulnerability of individuals and seeks strategies to reduce vulnerability, rooted in societal structures and legal constructs. The study applies vulnerability theory specifically to the context of climate migration. Vulnerability analysis reveals that both the vulnerabilities driving migration and the uncertain legal status of climate migrants are products of the international community necessitating a collective response. The study centers on the 1951 Refugee Convention and the interpretation of the principle of non-refoulement by the European Court of Human Rights. It examines the right to life in the context of environmental disasters and its application to socio-economic rights. The research investigates the compatibility of the European Union’s international protection residence permit system with the non-refoulement principle and climate agreement burden-sharing principles. Relevant sources include recommendations from the United Nations Refugee Agency, decisions from the European Court of Human Rights and the Court of Justice of the European Union, along with existing scholarly literature. The Qualification Directive (2011/95/EC) mirrors the refugee definition of the Refugee Convention. The study reveals that individuals seeking international protection due to the adverse effects of climate change may have legitimate fears of persecution when addressing climate change's adverse effects in the broader social policy framework. Additionally, the study argues that adopting a vulnerability-based approach, especially under Article 3 of the European Convention on Human Rights, can broaden the scope of the non-refoulement principle in the context of climate change and enhance substantive equality, addressing climate migrants' material deprivation in their countries of origin. However, the European Convention on Human Rights does not regulate residence permits; instead, they fall under European Union law. The Court of Justice of the European Union has clarified that subsidiary protection necessitates the deliberate infliction of severe harm by a specific actor and cannot be attributed to general deficiencies in the country of origin. This perspective diverges from the interpretation of the European Court of Human Rights. To bridge the gap in current protections, the European Union should introduce a new category of residence permits for climate migrants, humanitarian protection, recognizing the connection between human rights and the environment. Such humanitarian protection would reflect fair burden-sharing, safeguard against refoulement, and address the vulnerability experienced by climate migrants within the framework of international human rights law.
  • Huttunen, Juri (2022)
    This study examines the use of migrants or asylum seekers as a means of pressure by States towards other States. The term ‘coercive engineered migration’ (CEM) by Kelly Greenhill, denoting cross-border population movements that are deliberately created or manipulated in order to induce political, military and/or economic concessions from a target State or States, is used as the factual framework in this study to describe the phenomenon under examination. Inspired by the recent events between Belarus and its neighbours, this study looks at a situation, where a sending State, outside the EU and CoE, is deliberately sending asylum seekers to its neighbour, the receiving State, being an EU and CoE Member State. The research question guiding this study is: ‘Can an EU and CoE member State receiving asylum seekers in connection to a situation of coercive engineered migration prevent the entry into its territory from said individuals?’ An answer is attempted via doctrinal analysis of the receiving State’s rights under the jus ad bellum and parallel obligations under international human rights law, namely obligations relating to non-refoulement and collective expulsion of aliens under the ECHR. It is submitted that a CEM situation may amount up to a use of force and where it does, in order to draw a balance between the State’s rights and the human rights of the asylum seekers, the receiving State should be able to derogate from its collective expulsion-related obligations under the ECHR and the EU Fundamental Rights Charter in order to close off a portion of its land border to defend itself against the CEM situation deliberately created by the sending State.
  • Mittler, Cea (2016)
    The aim of this Thesis is to evaluate the underlying access regulation pertaining to LNG terminals resulting in the coexistence of unregulated and regulated LNG terminals. Correspondingly comparing the situation on liberalised markets with the proposed regulation in Finland. There are two ground presumptions that lays down the frame for the Thesis. The first presumption believes that a liberalised market model is better for Finland compared to the current isolated market status. The rationale is based on the common targets set by the EU supporting the full implementation of the Third Gas Directive and opening the market for competition. Although the argumentation of the Thesis support a liberalised market, there are certain concerns lingering in the legislative air pertaining to the LNG terminal access regime. In light of these the Thesis’s discussion is built around these possible shortcomings. As the thesis concludes that a well-formulated, thoughtful and comprehensive liberalisation will bring about more advantages than disadvantages, a thoroughly discussion on the market triggers will be given. The second presumption is that regulated and unregulated regimes are not good or bad per se, the decision to choose between them by regulators should take into account the characteristics of the market. As will be later demonstrated, many regulatory schemes are hybrid, showing features of both access regimes. These two presumptions embodies the supporting pillars of this Thesis, the theme of which is the relationship between and the evaluation of unregulated and regulated access to LNG terminals. The object is to discuss and evaluate the legal framework around access regimes pertaining to LNG terminals and consequently add content to the presumptions. The complexity of the questions is demonstrated by the opinions given by market participants during the comment round of the proposal. There is a visible opposition to apply the reformed NGMA to off-grid terminals. These opinions, the opposition and the arguments surrounding the proposed legislation, gives this Thesis its core. However, this is not only a national resistance but a commonly discussed question: whether the access regime, where a coexistence of both unregulated and regulated access regimes is applicable, fully serve the intention of a liberalised LNG market?
  • Eilittä, Eleonoora (2015)
    The international community has, rather recently, raised concern over biodiversity loss. Human impact is widely accepted as the main cause for mass extinction of species and the decrease of biodiversity results in drastic consequences for human societies. This thesis assesses how international law responds to this concern in the context of commercial seabed mining, under State jurisdiction. This particular activity was chosen, since the world’s first commercial seabed-mining project is commencing in the near future and, opposed to seabed mining on the high seas, the international law regulating the activity has not received attention in literature. The purpose of this thesis is to discover how international environmental law regulates activities that are potentially hazardous for unique ecosystems that thrive near hydrothermal vents. The study focuses on the responsibility of States allowing private companies to mine massive sulphide deposits under their jurisdiction. No specific rules govern this particular activity under international law. What follows is that the thesis analyses different sources of international environmental law in order to investigate what the responsibility of the State is. Three different approaches are used in the thesis. First, the activity is analysed according to international environmental customary law. The rules governing the activity are the no harm principle and the obligation to undertake an environmental impact assessment. In this context, the doctrine of State responsibility is of particular interest, since the activity itself is not prohibited under international law and a private company is performing the activity. The main finding here is that States have a due diligence obligation to prevent significant transboundary harm on their jurisdiction. This obligation requires the State to undertake an environmental impact assessment. Research conducted here regarding case law suggests that obscurity remains on when the obligation to assess is triggered and what the content of the assessment should be. The second approach considers if the rules of customary law are specified by environmental law treaties. The studied treaties were the United Nations Convention on the Law of the Sea and the United Nations Convention on Biological Diversity. The treaties do specify terms relevant to the research question and pose additional substantial requirements for the environmental impact assessment. However, the unclear aspects of the no harm principle and the obligation to undertake an environmental impact assessment influence both Conventions. The third approach addresses the status, content and application of the precautionary principle. The precautionary principle is a highly debated principle and in this thesis one of the main questions is whether the principle has reached the status of customary law. The case law and literature provides for an uncertainty over the status of the principle and in this thesis it is approached as an emerging principle of international law. The contents and actuation of the precautionary principle suggest that the principle poses a stricter obligation to investigate possible harmful effects, which would be beneficial considering the high-risk nature of seabed mining, and the uncertainties of the effects on the environment. The main conclusion of this thesis is that the rules of international environmental law that have been analysed here are not defined in a manner that would effectively impose an obligation to preserve the ecosystems and species endangered by the activity.
  • Autio, Riina (2016)
    The topic of the thesis is the enforcement of Article 102 TFEU, focussing on the IT sector specifically, and on the use of commitments in particular, from the point of view of games of strategy. The approach of the present endeavour is thus one of law and economics. The paper focusses on the following issues: Are Article 9 commitments an appropriate way of dealing with abuse of dominance in dynamic markets? Is this option being applied adequately at present? Can a game theoretical model such as a two-by-two matrix game enhance our understanding of the value of commitment decisions in competition enforcement cases concerning abuse of dominance in dynamic markets? So-called new markets or technology-enabled markets are developing at a pace no regulator seems to be able to keep up with. The subject is important considering the economic significance of the markets involved, but also from a practical point of view. The Commission’s approach seems dramatically different from the approach of undertakings competing for new markets. It seems, however, to be a difference in more than just pace; objectives are of course different for the Commission and the undertakings, but is it a game of Battle of the Sexes, or are the two playing entirely different games? Even in more traditional markets, judgments often take so long that the market in question has gone through an irreversible change by the time the case is closed. This may be problematic in any market, but the issue is more pronounced in markets dynamic by nature. It is possible to argue that the judgment is of value primarily as a legal precedent. One should, however, bear in mind that specific goals have been set for competition regulation and enforcement. Especially following the implementation of Regulation 1/2003, effectiveness of intervention should be a priority. The European Commission's right to intervene in volatile market situations is not, and ought not to be, a given, and any intervention should either achieve the goals set for such interventions, or at the very least be more likely than not by reasonable assessment to achieve said goals. In technology-enabled markets, one practical solution that has been proposed to the problem of prolonged proceedings failing to address the underlying issues has been favouring commitments over more time-consuming procedural options. The thesis discusses the pros and cons, the possibilities and limits of this option.
  • Ahola, Eero (2017)
    Maailmantalouden kansainvälistymisen johdosta henkilön on helppo omistaa ja hallinnoida tilivaroja sekä sijoituksia, jotka sijaitsevat eri valtiossa kuin henkilö itse. Verotuksen oikeudenmukaisuus edellyttää, että verotus tapahtuu oikeassa valtiossa ja kaikki varat kuuluvat verotuksen piiriin. Niin ikään oikeudenmukaisuus edellyttää verovelvollisen näkökulmasta sitä, että samoja varoja ei veroteta useaan kertaan eri valtioissa. Oikeudenmukaisen verotuksen toteutuminen edellyttää, että valtioilla on pankkisalaisuuden estämättä käytettävissä keinoja, joilla ne voivat vaihtaa keskenään verotusta koskevia tietoja. Niin ikään avoin ja läpinäkyvä tietojenvaihtoon perustuva verovalvonta on omiaan ehkäisemään haitallisia ja rikollisia verojärjestelyjä, esimerkiksi varojen piilottamista niin kutsutuissa veroparatiiseissa sijaitseville tileille. Pakollisen automaattisen finanssitilitietojenvaihdon katsotaan olevan paras ja kustannustehokkain tapa oikeudenmukaisen kansainvälisen verotusjärjestelmän tehokkaalle toteuttamiselle. Pyrkimys tällaisen järjestelmän luomiseksi on viimeisinä vuosikymmeninä ollut suuri. OECD julkaisi tätä tarkoitusta varten vuonna 2014 Common Reporting Standardin, CRS:n, joka on tarkoitettu sovellettavaksi maailmanlaajuisesti pakollisena automaattisena tietojenvaihtona. Suomi on ensimmäisten valtioiden joukossa sitoutunut CRS:n mukaiseen automaattiseen tietojenvaihtoon ja vaihtaa ensimmäistä kertaa verovuoden 2016 tilitietoja vuonna 2017. CRS:n myötä koko kansainvälinen finanssiala muuttuu läpinäkyvämmäksi ja kunkin valtion veroviranomaiset saavat tarvitsemansa ulkomaiset tilitiedot tehokasta ja oikeudenmukaista verotusta varten. Tämän OTM-tutkielman tarkoitus on tutkia ensinnäkin sitä, miten CRS implementoidaan Suomen verojärjestelmään ja minkälaisia vaikutuksia sillä on. Toinen tutkimuskysymys koskee sitä, paraneeko verovalvonta CRS:n ansiosta. Tutkielma jakaantuu yleiseen ja erityiseen osaan. Yleinen osa käsittelee tietojenvaihtoa ja verovalvontaa laajempana kansainvälisenä kokonaisuutena ja näiden historiaa sekä aiemmin käytössä olleita tietojenvaihdon keinoja. Käytetty tutkimusmetodi on lähinnä lainopillinen. Tutkielman erityinen osa keskittyy CRS:n implementointiin Suomessa ja sen vaikutuksiin. Tutkielman lopussa pohditaan verovalvonnan ja tietojenvaihdon tulevaisuutta. Erityisen osan tutkimusmetodi on aiheen ajankohtaisuuden ja vähäisen tutkimusaineiston johdosta lainopin lisäksi empiirinen. Tutkielman lähteenä on tältä osin käytetty Verohallinnon ylitarkastaja Kalle Hirvosen haastattelua.
  • Hänninen, Sonja (2015)
    The OECD Model Tax Convention contains a beneficial owner requirement for the taxation of dividend, interest and royalty income. The purpose of the requirement is to prevent improper use of tax treaties, and consequently counteract abusive treaty shopping structures that aim at gaining tax treaty benefits that would not otherwise be achievable. As the beneficial owner requirement is included in the OECD Model Tax Convention, it is consequently included in tax treaties that are concluded by Member States of the European Union. From the perspective of the EU law, the requirement may, however, constitute as a restriction on free movement. As there is not significant harmonization of direct taxation within the European Union, nationals of Member States are able to use the different tax systems of different Member States to minimize their tax burden by exercising the freedom of establishment. The structures that make use of the disparities in the national tax systems of Member States can be view as abusive on national level, but they may be protected by the fundamental freedoms that the EU treaties provide for. Therefore, anti-abusive legislation that a Member State has introduced may create a restriction on free movement. The freedom of establishment ensures that a national of a Member States has the right to move freely within the EU without being subject to excessive measures, which are not applied in purely domestic but comparable situations. This gives an EU national the possibility to choose to establish an entity in a Member State where the taxation of dividend, interest and royalty income on source is most favourable for the tax payer. However, in order to invoke the freedom of establishment, the company in question must pursuit effective and genuine economic activities in the state of establishment. This thesis examines whether the structures that are used by Member State nationals to gain tax treaty benefits are protected by the EU law, and if the application of the beneficial ownership concept that is included in the tax treaties that are concluded between different Member States, is in fact against EU law, and particularly against the freedom of establishment. Furthermore, the thesis examines the potential justifications for the restriction that the beneficial ownership requirement might create on the freedom of establishment. The thesis aims to conclude how the beneficial ownership provisions in tax treaties should be interpreted so that the interpretation is essentially in compliance with EU law. When examining the case law of the European Court of Justice, it seems evident that the beneficial owner requirement can create a restriction on the freedom of establishment. Nevertheless, this restriction may be justified, to some extent, by the necessity to prevent tax avoidance. The European Court of Justice has developed in its practice a doctrine of abuse, under which the Member States are allowed to introduce national anti-abuse legislation to counteract tax avoidance. It is established in the case law of the European Court of Justice that while national anti-abusive legislation may create a restriction on the freedom of establishment, the restriction may be justified on the grounds of prevention of abusive practices. The national anti-abusive legislation must be, however, designed exclusively to prevent the use of wholly artificial arrangements, and therefore establishments that entail effective and genuine economic activities cannot be excluded from obtaining tax treaty benefits. Consequently, the beneficial owner requirement must be applied in such manner that it only excludes purely artificial arrangement from attaining the benefits of a tax treaty.
  • Granholm, Essi (2021)
    As one of the steps the Court uses to evaluate the existence of discrimination in relation to the exercise of the fundamental freedoms, comparability is an important question for anyone operating within the scope of the jurisdiction of the European Union. What makes it even more important in the context of direct taxation, is the way direct taxation is harmonised in the European Union. In the absence of positive harmonisation, negative harmonisation, which occurs through the Court finding national legislation incompatible with, for example, the fundamental freedoms, has an important role in enabling market integration in direct tax matters. This study looks at the steps the Court employs in determining comparability in cases related to dividend taxation. Accordingly, the fundamental freedoms discussed are the freedom of establishment and the free movement of capital. We start by looking at what the concept of comparability means, since in reality, we cannot expect any cases to be comparable in every aspect. In its analysis of comparability, the Court first looks at whether the member state being accused of discriminatory measures has exercised its taxing powers in respect of the income in question. If the answer is no, the cases cannot be deemed comparable. If the answer is yes, the Court will move on to the next step. In the second step, the Court will determine whether the taxpayers compared in the case are subject to tax in the same way in respect of the income in question. If the answer is yes, the cases should be treated comparably in every other aspect as well (i.e. discriminatory measures cannot be applied). If the answer is no, the Court will move on to the final distinguishing step. If the two other questions have not clarified whether the situations in question are objectively comparable, the Court will analyse the situation in light of the aim of the national legislation. If the aim is relevant for the situations of both of the taxpayers equally, the taxpayers should be regarded as being comparable.
  • Czókolyová, Barbora (2015)
    The thesis is a comparative study of capital systems and protection of creditors. This comparative study was conducted on legal systems of two Member States of the European Union – the Slovak Republic and Finland. Difference between the capital system of these two countries is so extensive, that it makes a perfect ground for comparative problem oriented study of creditor protection. My goal was not to analyse the capital doctrine under the Capital Directive as (i) the minimum legal capital rules are negligible if we are taking into consideration substantial companies, (ii) if the company falls into insolvency the minimum legal capital will definitely not fulfil the claims of creditors and (iii) this legal capital is not locked on a separate bank account as it is possible to use it for the business after incorporation of the company. Thus, my analysis was focusing on the structure of capital systems of these two countries – the Slovak Republic having the traditional capital system with nominal value of shares and Finland, which introduced a capital system with shares without nominal value in 2006. Finnish reform of company law in 2006 circumvented the traditional capital system with shares with nominal value, as the legislator used the concept of accountable par under Article 8 of the Capital Directive in a unique way. This reform restructured the concept of capital system in Europe with a direct impact on the level of creditor protection. Hypothesis of the study was formulated as following: Capital system with shares without nominal value that allows flexible allocation of equity and distribution, and efficiently maintains the solvency of the company is the key element of the creditor protection as it mitigates the conflict of interests between shareholders (by allocating the equity flexibly) and creditors (by keeping the company solvent). These are the following research questions, which were discussed in the thesis: (i) Why do creditors need to be protected?, (ii) How can creditors be harmed by shareholders?, (iii) What kind of protection is provided to creditors through different capital systems?, (iv) Is there any correlation between capital systems and level of creditor protection? Thesis consists of eight chapters. Chapter 1 is an introduction to the thesis, which stipulates the topic and the research questions of the thesis. Moreover, this chapter deals with the scope of the thesis, theoretical framework, methodology of the thesis and importance of the research. Chapter 2 of the thesis elaborates the research question “Why should corporate law deal with creditor protection?” This chapter elaborates the specificities of the agency problem between creditors and shareholders. Moreover, this chapter analyses the reduction of agency problems via covenants and especially imperfections and drawbacks of covenants. Chapter 3 of the thesis deals with the capital systems in the European Union under the Capital Directive. This chapter elaborates the issue of capital system on these two main notions: price of shares and equity. These notions are analysed under the light of concepts of restricted and unrestricted equity in both of the capital systems – capital system with nominal value of shares and capital systems with shares without nominal value. Chapter 4 of the thesis deals with the regulation of the legal capital, especially formation of legal capital and minimum amount of capital. This chapter serves as a quick excursus into the main concepts of legal capital doctrine under the Capital Directive. Chapter 5 of the thesis analyses the distribution of assets from the company. It focuses mainly on the mechanisms of distribution of restricted and unrestricted equity under the both capital systems. Moreover, this chapter deals with a disguised distribution of assets, which is harmful for creditor. Chapter 6 examines the rules regulating the maintenance of the capital, especially the balance sheet test and solvency test. Additionally, rules on specific protection of creditors, when restricted equity is distributed, are examined as well as actions in a serious loss of capital. Chapter 7 elaborates the unlawful distribution of assets and its consequences. This chapter focuses on the liability issues in connection with unlawful distribution of assets from the company. Liability concepts are crucial for well functioning creditor protection within the capital system. Chapter 8 stipulates conclusions of the conducted research. First of all, the main outcome of my research is that the unique application of the accountable par concept under the FLLCA offers a flexible allocation of equity. Secondly, distribution of assets from the company is connected under the FLLCA with solvency test. This test secures the basic interest of creditors – keeping the company solvent. Moreover, this test is directly linked to strong liability consequences, which makes it an effective tool. Thirdly, due to flexible allocation of equity (which favours the shareholders) and keeping the company solvent (which favours the creditors) agency problem between shareholders and creditors is effectively mitigated.
  • Gockel, Janette (2023)
    This thesis sought to remedy the lack of information about the main differences and similarities between the European Union’s (EU) and North Atlantic Treaty Organization’s (NATO) privacy and data protection policies. To do so, it outlined both organizations’ publicly available privacy and data protection policies, as well as defined the big picture of the global legal instruments related to the topic. To understand what the impact of these policies to the members of both was, a comparison was made between Finland and Germany. The chosen methodology was comparative law. The key results indicated that main emphasis of the EU is on human rights protection. This is proven by the GDPR, which recognizes privacy as a fundamental human right. The need to safeguard the privacy of users is prioritized throughout the EU’s jurisdiction by aiming to protect data. There is a strong contrast compared to NATO, which puts the strategic interests of their allies first. NATO aims to ensure that it can leverage data as a strategic resource. Members of both must find balance between these different interests, while being part of the international community. In principle, where the EU and international agreements handle civilian matters in privacy and data protection, there NATO covers military matters. However, the rising geopolitical tensions has led to a situation where the role of the EU might be changing. The political decisions the EU is now taking will shape the future of the EU-NATO cooperation as well as privacy and data protection policies, to be possibly used in a more strategic way.
  • Storey, Maria (2019)
    This thesis aims to study in depth the the German Antitrust Office’s (Bundeskartellamt) decision that was published in February 2019 in order to answer the main research questions, which are; could the case be a template for the rest of the Europe too? What implications the case has for the future of privacy/data and competition law? Bundeskartellamt released an initial press release in 2016 regarding the investigation on whether Facebook has abused its dominant position in the market of social networking platforms by infringing data protection rules with its terms and conditions. In February 2019 the Bundeskartellamt prohibited Facebook Inc., Menlo Park, USA, Facebook Ireland Ltd., Dublin, and Facebook Germany GmbH, Hamburg, Germany from making the use of Facebook social network conditional on the collection of user and device-related data and combining that information with the Facebook.com user account without users’ consent. Furthermore, the consent given was not effective according to the General Data Protection Regulation (GDPR). The decision applied German law and the GDPR but in order to answer the research questions, also the Treaty on the Functioning of the European Union (TFEU) rules will be applied. The conclusion of the research is that the rest of the EU could apply TFEU in order to establish that Facebook has indeed a dominant position in the EU too regarding the social network market and it has abused its market position with the terms and conditions it has imposed to its consumers. These terms and conditions can be found abusive based on the argument that they are exploitative regarding the excessive price (data) they impose for the use of the social network platform and because the users were not fully informed by this price. As a dominant company, Facebook has a special obligation not to violate competition regulations and therefore it should have paid special attention to make sure that the terms and conditions are fair and not exploitative but also readable and understandable for the user. Moreover, as the user has difficulties to understand what he or she is consenting to, the consent cannot be regarded as given voluntarily pursuant to the GDPR. As this research involves several fields of law, this thesis will also examine the interplay between data protection provision, consumer protection and competition law generally. Finally, the future of Facebook and the relationship between big data, privacy, data protection and competition law will be assessed. The German case has implications on the future because it was the first time competition authority decided of an abuse of dominant position applying the GDPR. The link between competition law application on data/privacy matters is established and therefore the future will require clear guidelines on how cases like these are divided between the data protection and competition authorities. Companies will have to pay more attention to their terms and conditions and more awareness must be raised amongst consumers.
  • Kallio, Anna Katariina (2014)
    This study discusses the competition law concerns arising in context of technology standardisation agreements, in the field of information communication technology in specific. It is possible to promote interoperability of technologies through standardisation agreements, which is especially significant in the field of information communication technology. The risk of anticompetitive collusion increases when undertakings co-operate. Anticompetitive collusion is prohibited under the Article 101 TFEU. There are however even more significant competition law risks in the context of standardisation agreements specifically related to intellectual property rights, namely the patent ambush. Patent ambush has been considered to be an abuse of a dominant position, regulated under the Article 102 TFEU. The dynamics of competition is distorted when technologies protected by proprietary rights are adopted as industry standards. Distributors and manufacturers have to acquire a license from the right holder in order to operate on the market. Proprietary right might constitute a significant barrier to enter the market if access to the essential patent is being prevented by refusal to license or prohibitive royalty rates. The competition law Articles have not been completely adequate to catch the patent ambush as the application of Article 102 TFEU requires the existence of dominance. It is not however completely certain whether the dominant position can be derived by the virtue of the standard essential patent. In addition to the competition law articles in the Treaty, in 2010 the Commission adopted Guidelines on the application of Article 101 to Horizontal Co-operation Agreements, whereby it pursues to provide framework of guidance to the operation of standardisation organisations in order to avoid competition concerns. To this end the Guidelines provide a self-assessment framework for the organisations. The Guidelines recommend adoption of IPR policies to improve the possibilities of receiving information concerning standard-essential patents and FRAND licensing terms. The Guidelines is a so called soft law instrument, with recommendatory effect. The possibility of binding legal effects of the recommendatory instrument will be assessed. In specific the relationship between the soft law instrument and the self-regulatory mechanisms of standardisation organisations will be considered. The research question of this work is how efficiently is it possible for this current regulation to control the problems of patent ambush related to the opportunism of right holders whereby the dominant position is abused in the context of standardisation agreements. Within this analysis the contributions of stakeholders submitted in the Public Consultation round organised by the Commission will be assessed as the expectation of the subjects of legislation, which have been clearly out-stated in the Public Consultation round organised by the Commission prior to adoption of the Guidelines. Also the policy goals stated by Commission itself will be assessed. The realization of the expectations of the stakeholders as well as the policy goals named by Commission will be assessed in the light of the recent case law. When considering the effectiveness of the regulation it is necessary to take into account the need to maintain a balance between the protection of the effective competition while protecting the interests of the right holders. The protection of intellectual property rights has been considered important in the promotion of innovation and technological development. There is a great amount of legal literature discussing the possible future legislative conduct in order to control the problems related to opportunism of right holders. The suggestions vary from limitation of availability of injunctive relief to the total abolition of the exclusivity of patents and from allowing the SSOs to organise negotiations of licensing terms to direct application of unilateral conduct liability. This work gathers together and compares the suggestions assessing their possibilities to provide the right balance between protection of the interest of right holders while maintaining the effective competition. In the assessment a special consideration, that has to be borne in mind is that standardisation organisations cannot impose their members with burdensome obligations. Furthermore their possibilities to sanction the member from breaching the rules are limited as standardisation is, by definition, a form of voluntary co-operation of undertakings. It is also necessary to note that IPR policies of SSOs only reach their members. These factors have to be taken into consideration in order to find the balanced solution to regulate the patent ambush problem.
  • Hotta, Vanessa (2021)
    Ilmiö joukkoviestintämarkkinoiden keskittymisestä ja uusien teknologien aiheuttamista muutoksista media-alalle on maailmanlaajuinen; osa mediataloista on lakkauttanut toimintansa kokonaan, kun taas osa yrityksistä on myyty suuremmille kilpailijoille tai muille alan toimijoille. Tämä on johtanut suurien, eri aloilla toimivien monialayritysten syntymiseen ja vähentänyt markkinoilla toimivia yrityksiä. Kehitys on havaittavissa myös Suomessa: esimerkiksi vuonna 2016 päivälehtiä oli 30 vähemmän kuin kymmenen vuotta aikaisemmin. Maaliskuussa 2020 sanomalehtien keskittymiskehitys kulminoitui, kun Sanoma Oyj osti Alma Media Oyj:n paikallislehdet, mikä herätti julkista keskustelua siitä, uhkaako yrityskauppa Suomen median monimuotoisuutta. Kilpailu- ja kuluttajavirasto kuitenkin (KKV) jätti kysymykset median monimuotoisuudesta huomioimatta vedoten kilpailulain asettamien toimivaltarajojen lisäksi Euroopan komission viimeaikaiseen tapauskäytäntöön, jossa kysymyksiä yrityskauppojen vaikutuksista median monimuotoisuudelle pidetään kilpailuoikeuden alaan kuulumattomina. Tämä opinnäytetyö tutkii Euroopan unionin (EU) kilpailuoikeuden suhdetta median monimuotoisuuteen liittyviin kysymyksiin. Tutkimus osoittaa, että vaikka komission viimeaikainen tapauskäytäntö on keskittynyt yrityskauppojen taloudellisiin vaikutuksiin – antaen painoarvoa erityisesti hintakilpailulle – komissio on aikaisemmin antanut painoarvoa myös median monimuotoisuutta käsitteleville seikoille. Koska EU:lla ei ole toimivaltaa antaa kulttuurialaan liittyviä säännöksiä, on ensisijainen vastuu median monimuotoisuuden suojelusta kuitenkin jäsenvaltioilla. Kun huomioon otetaan kilpailusääntöjen joustavuus ja monimuotoisen median merkitys demokratialle, joka on yksi EU:n perusarvoista, tukee teleologinen laintulkinta kuitenkin myös median monimuotoisuusnäkökulmien huomioonottamista myös kilpailuanalyysissä. Lisäksi EU:n kilpailusäännöissä huomioidaan hinnan olevan vain yksi kilpailuparametreistä mm. tuotteen laadun ohella. Tämä puolestaan mahdollistaisi sen arvioimisen, heikentääkö yrityskauppa mediamarkkinoilla olevien tuotteiden laatua. Opinnäytetyö ottaa myös kantaa laajempaan keskusteluun siitä, tulisiko niin kutsuttuun yleiseen etuun (public interest) liittyviä kysymyksiä käsitellä kilpailuoikeudellisessa analyysissä. Keskeinen argumentti on, että vaikka nykyinen, vahvasti hintakilpailuun perustuva analyysi ei palvele kuluttajia parhaalla mahdollisella tavalla, ei kilpailuoikeutta ole tarkoituksenmukaista käyttää ensisijaisena keinona median monimuotoisuuden suojelussa. Kilpailuoikeuden vallalla olevia menetelmiä ja käytäntöjä olisi kuitenkin suotavaa uudistaa siten, että ne ottavat jokaisen markkinan erityispiirteet huomioon. Media-alalla tämä tarkoittaa esimerkiksi sen huomioimista, ettei hinta ole keskeinen kuluttajaa ohjaava tekijä. Tämä tukisi mahdollisesti myös median monimuotoisuuden säilymistä ja palvelisi kuluttajien hyvinvointia nykyistä staattista analyysiä paremmin. Media-ala tarvitsee kuitenkin säilyäkseen tuekseen myös erityislainsäädäntöä, mikä on kilpailuoikeutta tarkoituksenmukaisempi keino vastata median monimuotoisuutta koskeviin uhkiin, vaikka kilpailuoikeutta voidaan käyttää erityislainsäädännön tukena.
  • Ryynänen, Kalle Elias Markunpoika (2014)
    Open Source licenses are a set of licenses that follow certain predefined rules that allow the software to be freely copied, modified and distributed further. Open Source licenses are based on the copyright holders exclusive right to permit others to use the software. In this thesis the focus has been on researching the compliance requirements of Permissive and Reciprocal Open Source Licenses as they impose certain requirements for the user and distributor of open source software. The research question has been to solve what requirements the user of open source software is imposed to and what risks might arise from the use of Open Source Software. The relevance of software licensed under Open Source Licenses is gaining more traction and as a result the economic value is rising. Open Source Software development is an integral part of the current software business and its role is getting more and more important. In addition, the role of software and its legal framework will increase in the information based society. The thesis has been written from an Open Source Software user’s point of view who distributes Open Source Software. As Open Source Software has a multijurisdictional aspect due to the fact that it is based on the internet the thesis has been written from the viewpoint of Finnish and US legal systems. Method has been both comparative and dogmatic legal research. Main legal literature is composed out of Anglo-American and Finnish works. The main types of licenses researched compose out of Permissive and Reciprocal licenses. Permissive Open Source Licenses do not impose significant restrictions for the user of Open Source Software. Reciprocal requirement in the Open Source License imposes a requirement for the user to make available the source code of the modifications made to the source code licensed under a reciprocal license that is distributed further. Most of the Open Source Licenses and all of the ones covered in this thesis contain an attribution requirement. The previous requirement imposes an obligation to the user distributing OSS to attribute the original copyright holder of the software. In Jacobsen v. Katzer case addressed in the thesis the attribution requirement was one of the focus points. The Court of Appeals for the Federal Circuit (CAFC) held in 2008 that the original copyright holder must be acknowledged according to the Open Source License. Open Source Licenses might have terms and conditions that are in conflict with other open source licenses. In this thesis three different incompatibility situations are recognized; i) a situation where a user combines source code licensed under an open source license with proprietary code and further distributing this software under a commercial license ii) a situation where many open source components with different open source licenses are used in a software product licensed further with an open source or commercial license iii) a contributor contributing to an open source project with possibly a different license than that of the open source project. A dual-licensing model inherent to open source licenses is presented as a solution model for conflict situations. In addition, assignment of copyright to the open source project is a solution for avoiding the obscurity of ownership of the code in the project. Some open source licenses grant explicit patent licenses, some do not mention patent grants at all. It is argued in this thesis that the risk for a patent infringement in open source is low. However, it is recognized that the mere risk of an infringement claim is a factor that contributes to the obeying of the patent grants in open source licenses. Open source development is based on a community model where individuals participate to open source projects. Observing the open source licensing framework from only a pure positive legal setting would inevitably fall short. Hence, the role of community norms are recognized as important to understand as conflict situations are dealt within the community. Moreover, the different interest groups within the open source community advocate for different ideological viewpoints concerning the open source licenses. This effects on how the open source users use the open source software. In addition, different advocates will write new versions of the existing licenses and implement their viewpoints to the new versions of the licenses.
  • Kalliokoski, Annareetta (2019)
    Tuottamuksellinen toiminta ilmentää moitittavaa riskinottoa ja rikkoo toimijalle asetettavaa huolellisuusvaatimusta. Yrityksen vahingonkorvausvastuun perusteena voi olla sen johtoon kuuluvan henkilön tai työntekijän tuottamus. Oikeushenkilön vastuun yhteydessä voidaan puhua myös kumuloidusta ja anonyymistä tuottamuksesta, joista erityisesti kumuloitu tuottamus ottaa huomioon kaikkien osapuolten ja tekijöiden yhteisvaikutuksen. Yritys voi pyrkiä kontrolloimaan vahingonkorvausvastuuriskiä monella eri tavalla, kuten sopimusehdoin ja vastuuvakuutuksella. Compliance-toiminta on kokonaisvaltaista riskienhallintaa, jolla pyritään siihen, että yrityksen toiminta vastaa siihen kohdistuvan oikeudellisen sääntelyn ja sidosryhmien asettamia velvoitteita. Asianmukaisella compliance-ohjelmalla voidaan pyrkiä sekä ehkäisemään riskien realisoitumista että lieventämään tai poistamaan toiminnasta mahdollisesti aiheutuneita seuraamuksia. Ohjelma voidaan laatia esimerkiksi kilpailuoikeuteen, ympäristövastuuseen tai tuotevastuuseen liittyvien riskien hallitsemiseksi. Ohjelman tulisi sisältää yrityksen toimintaa koskeva riskianalyysin, ohjeet ja prosessit, jatkuvan koulutuksen ja ohjelman toteutumisen seurannan sekä toimenpiteet mahdollisten havaittavien väärinkäytösten varalta. Avainasemassa on pysyvän compliance-kulttuurin luominen yritykseen. Yhdysvalloissa yritys voi pyrkiä lieventämään rikosoikeudellisia seuraamuksia tehokkaalla compliance-ohjelmalla. EU:ssa on käytäntöä siitä, toimiiko compliance-ohjelma lieventävänä tai raskauttava seikkana harkittaessa seuraamussakkojen määräämistä kilpailuoikeutta rikkoneille yrityksille. Keskustelua on käyty myös siitä, voisiko compliance-ohjelmalla olla merkitystä arvioitaessa yrityksen tuottamusta vahingonkorvausvastuun yhteydessä. Compliance-toiminnon avulla yritys voisi pyrkiä osoittamaan toimineensa huolellisimmalla mahdollisella tavalla. Toisaalta se voisi toimia myös yrityksen vastuuseen tai ainakin törkeään huolimattomuuteen viittaavana tekijänä osoittaen korostunutta tietoisuutta ja siten mahdollisuutta estää vahinko sekä piittaamattomuutta toiminnan seurauksista. Jotta yritys ei syyllistyisi moitittavaan riskinottoon, tulisi sen panostaa riskienhallintaan. Compliance-ohjelma on osa yrityksen oikeudellista riskienhallintaa ja toisaalta riskienhallinta on välttämättä olennainen osa tehokasta compliance-ohjelmaa. Huolellisella riskiarvioinnilla ja dokumentoinnilla yritys voi pyrkiä osoittamaan riskinoton olevan hyväksyttävää. Erityisesti epäselvässä tai epävarmassa tulkintatilanteessa, jossa tuottamus ei ole selvää, compliance-ohjelma voi osoittaa yrityksen toiminnalle hyväksyttävät perusteet. Huolellisella compliance-toiminnalla voidaan pyrkiä myös esittämään, ettei mahdollisuutta toimia toisin ole ollut. Toisaalta asianmukaisesti rakennettu compliance-ohjelma voi korottaa toimijalle asetettavaa tietoisuusvaatimusta ja siten vaikuttaa tuottamuksen arviointiin yrityksen kannalta kielteisesti; riski vahingosta olisi tullut ennakoida. Yrityksen rikkoessa complianceohjelmaansa, voi tämä myös osoittaa, mikä vaihtoehtoinen toimintatapa olisi ollut olemassa johtaen siihen, että se vaikuttaa yritykselle asetettavaan huolellisuuden mittapuuhun. Compliance-ohjelman vaikutus tuottamusarviointiin voisi pohjautua juuri varautumiseen, eli ennakoivaan ja toimintajärjestelmiin perustuvaan ajatteluun. Sen merkitykseen tuottamusarvioinnissa tulisi kuitenkin suhtautua varovaisesti, sillä tulee aina arvioida, onko ohjelmalla tosiasiallista merkitystä kyseisessä yksittäistapauksessa. Compliance-ohjelman tarkoitus huolellisen toiminnan edistämisessä sopii yhteen vahingonkorvausoikeuden tavoitteiden kanssa ja voisikin olla perusteltua antaa ohjelmalle merkitystä tuottamusarvioinnissa ja tuottamuksen astetta harkittaessa. Compliance-ohjelma voi vaikuttaa myös vastuuvakuutuksesta saatavaan korvaukseen, vastuunrajoitusehtojen pitävyyteen ja vahingonkorvauslain mukaiseen kohtuusperusteiseen korvauksen sovitteluun. Piittaamattomuus riskistä ja tähän liittyvä törkeä huolimattomuus voisivat johtaa vakuutuskorvauksen menettämiseen ja tehdä vastuunrajoitusehdot pitämättömiksi. Jos yritys compliance-ohjelmasta huolimatta toimii sitä vastoin, voisi tämän huomioimatta jättäminen jopa kannustaa yrityksiä välinpitämättömään riskinottoon niiden luottaessa, ettei ohjelmaa voida käyttää niitä vastaan. Kohtuusperusteisen sovittelun edellytysten arviointi tehdään kokonaisharkinnan perusteella. Compliance-ohjelman merkitys voisi olla suurimmillaan tapauksissa, jossa vahingonaiheuttajan varallisuusolot suhteessa vahingonkärsijään puhuisivat sovittelun puolesta ja ohjelma osoittaisi joko selkeää piittaamattomuutta, tai toisaalta yrityksen täyttäneen sille asetettavan toimintavaatimuksen parhain mahdollisin tavoin. Korvauksen sovittelun harkinta on subjektiivisempaa kuin tuottamusharkinta ja antaa lisäksi tuomioistuimelle varsin laajan harkintavallan. Sovitteluharkinnan luonteen vuoksi voisi olla perustelua antaa compliance-ohjelmalle siinä enemmän merkitystä kuin tuottamusarvioinnin yhteydessä.
  • Ilves, Airi (2016)
    The study analyses the widening scope of competition law in the area of intellectual property rights law and the risk factors of compulsory licensing remedy for the intellectual property rights owners at European Union market. The subject of current thesis is interesting as despite the great amount of legal literature discussing the topic it still remains a controversial and developing area of European Union competition law. Intellectual property owner operating in Europe should take advantage of knowledge of the Court of Justice of the European Union case law on compulsory licensing cases to protect its commercial interests and assess the risks of European Commission and Member States court’s to be convinced that a compulsory license is the appropriate remedy if parties will not reach the agreement on licensing through their own negotiations. The refusal to license has been considered to be an abuse of a dominant position regulated under the Article 102 of the Treaty of the Functioning the European. The EU authorities have developed a list of “exceptional circumstances” for finding a refusal to license as an abuse under the Article 102 through their decisions. The Court of Justice of the European Union develops EU law by applying dynamic interpretation, thus the primary source for addressing the research topic is the case law of the Court of Justice of the European Union. The scope of this work is limited to the analysis of the most noteworthy cases in EU jurisprudence concerning the Article 102 of the TFEU and refusal to license. In some situations when IP law fails to guarantee the level of innovation in the market the competition law’s intervention may be justified as it happened e.g. in factual situation of case Magill. The landmark decision by Court of Justice is IMS Health, setting forth the legal standard applicable in the European Union today. However, European policy will be also assessed in the light of the recent European Commission decisions and General Court case law. The most recent compulsory licensing case Microsoft will be examined to analyse the policy developments and examine what test might be applied under European competition law in the future cases. In this research paper it will be examined if the competition law in Europe has graduated towards a more economic effect based approach and how the relationship between intellectual property and competition law may be seen as complementary and not as antagonistic. The different characteristics of intellectual property rights rather than “normal” property rights will be discussed according to the development of case law and analysis conducted to see what is the rationale of the new product criterion of the exceptional circumstances test. When considering the effectiveness of the jurisprudence it is necessary to take into account the need to balance the effective competition on the market and the encouragement for further innovation. The intellectual property rights protection has an important role in promoting the technological development and thus also in providing more choice for the consumers. The exceptional circumstances test created by the Court of Justice is formalistic and does not take fully into consideration the situation where intellectual property rights owner may block the innovation, however, it must be stressed that the courts are not generally well equipped to conduct the effect-based cost-benefit analysis that is necessary in order to balance the incentives of the dominant undertaking and its competitors to innovate, and such evaluation may prove to be a difficult task for the judiciary. The standards developed in case law are fact-specific and ultimately a source of uncertainty for undertakings at EU market. The study gathers together the most significant snapshots of law and assesses the possibilities where the EU jurisprudence on compulsory licensing is heading. The author concludes that the law on compulsory licensing in Europe will continue to evolve towards lesser intellectual protection to advance competition, innovation and free movement of goods, however, in spite of the widening scope of the European competition law the conditions for issuing compulsory licenses are still highly restrictive.
  • Kallela, Karla (2021)
    3D printing has been described as a revolutionary technology challenging copyright law to the core. 3D printing essentially enables the fast reproduction of objects and enables transforming digital items into physical ones effortlessly. This thesis examines the copyright status of a computer-aided design (CAD) file, which functions as the blueprint and instructions for a 3D printer. Such a file carries information about the design it contains, and a 3D printer may read these instructions and produce the digital item in physical, three-dimensional form. The core of this thesis is to examine whether a CAD file fits within the scope of application of copyright law and further inspects the repercussions of copyright protection being granted for such files. Moreover, the writer suggests practical interpretations and changes as to how copyright law should be interpreted for the regime to be better adapted to technological change in the future. In this thesis, the writer concludes that based on the Finnish Copyright Act (404/1961) and Directive 2001/29/EC as well as applicable case law developed by the Court of Justice of the European Union (CJEU), there is nothing precluding treating such a file as subject matter which may be protected under the national (and EU) copyright regime. This interpretation is in fact encouraged from the basis of applicable case by the CJEU, such as cases C-5/08 Infopaq, C-355/12 Nintendo, C-310/17 Levola and C‑683/17 Cofemel. For something to constitute protectable subject matter, the focal point is for the expression to be contained with sufficient precision and objectivity and more importantly, that the expression constitutes the intellectual creation of its author. With regard to the repercussions of this protection, it is clear that should a CAD file be protected by way of a copyright, a 3D item produced from such a file should either constitute a reproduction or derivative work of such a file. Further, the writer suggests that in order to provide a clear framework for operators in the field, a position paper similar to the one adopted by the European Communities Trade Mark Association in April 2021 as regards design law and 3D printing should be developed. In addition, it is recommended that rightholders take proactive measures in safeguarding their works by adapting business models so that their authentic products are offered by way of different licensing models to combat piracy, similar to the solution developed in the music industry after peer-to-peer online sharing posed troubles for the industry. In the event of the true mass commercialization of 3DP, a centralized body to monitor the industry should be developed, one that establishes functioning licensing models to benefit rightholders. Finally, the FCA should be interpreted in a truly technologically neutral manner. It is likely that such an interpretation will however not fix all the issues copyright law is posed with, and thus, a cohesive copyright reform may be necessary in the future.
  • Huttula, Samuli (2015)
    Lainsäädäntötoimenpiteet sosiaalisten perusoikeuksien kuten lakko-oikeuden ja järjestäytymisoikeuden osalta eivät lähtökohtaisesti kuulu EU:n toimivaltaan. Siitä huolimatta Euroopan unionin tuomioistuimen viimeaikaiset ratkaisut asioissa Viking, Laval ja Rüffert ovat luoneet oman haasteensa sosiaalisten perusoikeuksien ja markkinavapauksien tasapainottamiselle. Näissä tapauksissa EUT tulkitsi sosiaalisten perusoikeuksien rajoittavan perusvapauksia, jota ei voitu pitää EU-oikeuden kannalta hyväksyttävänä vaikka esimerkiksi lakko-oikeudesta säätäminen kuuluu jäsenvaltioiden yksinomaiseen toimivaltaan. Tutkielma pyrkii vastaamaan siihen, kuinka lakko-oikeus osana järjestäytymisoikeutta tulisi ymmärtää ja määritellä oikeudellisena käsitteenä Eurooppalaisessa kontekstissa. Tarkoituksena on käsitteellistää lakko-oikeuteen liittyvää problematiikkaa sekä kansallisesta että EU-tason näkökulmasta ja peilata sitä EUT:n tulkintakäytäntöön ja jäsenvaltioiden kansainvälisiin velvoitteisiin. Arvion kohteena on myös se, kuinka EU-oikeuden lainvalintasäännöt vaikuttavat lakko-oikeuden harjoittamiseen unionin alueella. Tässä suhteessa perehdytään erityisesti Rooma II asetuksen 9 artiklaan. Tutkimuksen metodi on lainopillinen eli tutkimus tulkitsee ja systematisoi tietyn oikeudellisen käsitteen muodostamista. Tätä tavoitetta täydennetään hyödyntäen oikeusvertailevaa pohdintaa erityisesti jäsenvaltioiden työmarkkinajärjestelmien osalta. Lisäksi tutkimuksen viitekehyksessä pyritään tunnistamaan EU:lle ominaiseen hajautuneeseen kansainvälisyksityisoikeudelleen sääntelyyn liittyviä ongelmia metodologisesta näkökulmasta ja esittämään perustuslaillisen ulottuvuuden omaaville normikonflikteille ns. lävistävä (diagonal) käsitteellistämistapa. Keskeisimpänä tuloksena tutkielmassa esitetään jäsenvaltioiden suhtautumisen järjestäytymisvapauteen ja lakko-oikeuteen olevan hyvin monimuotoista. Lainvalintanormeilla voi olla rajoittavaa vaikutusta lakko-oikeuden harjoittamiseen rajat ylittävissä työtaistelutoimenpiteissä. EUT:n tulkintakäytännöllä on hyvin erilaisia vaikutuksia eri jäsenvaltioissa riippuen siitä, miten työmarkkinat on järjestetty. Kokoavasti voidaan kuitenkin todeta, että tietyissä maissa vaikutukset ovat hyvin perustavanlaatuisia ja usein ristiriidassa jäsenvaltioiden kansainvälisten velvoitteiden kanssa. Tähän liittyen huomioidaan myös se, että EUT ei ole luonteeltaan ylikansallinen perustuslakituomioistuin, minkä vuoksi viimeaikainen kehitys ja sen tarkoituksenmukaisuus voidaan kyseenalaistaa.
  • Esala, Emilia (2019)
    The use of expert evidence in international commercial arbitration has continued to gain traction and is, in practice, considered a fixture of the procedure. It is, thus, undoubted that the role of expert evidence is significant. This role is strengthened by the fact that without experts providing the tribunal with specialized knowledge on empirical rules at issue, the tribunal is not able to resolve complex factual issues that are beyond its expertise. This study examines the means available to assist the tribunal in resolving issues of conflicting expert evidence in international commercial arbitration. It builds upon the crucial fact that the role of experts is to assist, educate and advise the tribunal, and that they are only needed for deciding on matters that are beyond the knowledge and expertise of the tribunal. Before addressing the research questions, the study aims to introduce the reader to expert witnessing in international commercial arbitration by considering the definition and the objectives of it, and by discussing certain leading principles such as party autonomy and the ability to tailor the procedure. Further, the role of the expert, the influence of both common and civil law traditions as well as the appointment of experts are discussed in brief. The principal problem and main question that this thesis aims to resolve is the following: What are the means available that assist the tribunal in disputes where expert evidence given is contradictory? The said main question is approached through two separate research questions that separately, but also in a mutually supportive manner, aim at resolving the core question mentioned before. The said questions are discussed under separate chapters, namely, the first one considering the procedural means (Chapter 3), and the second one focusing on non-procedural measures and the credibility of the evidence (Chapter 4). This division is made for clarity reasons and despite certain, inevitable overlapping of these themes. The first question seeks to define the procedural measures available that may be of assistance for the tribunal as it resolves issues caused by conflicting expert evidence. These measures are discussed under three categories, to say, the available questioning techniques, different approaches that have their ground in cooperation of the experts, and other innovative means. The first category is focused on two main techniques, cross-examination and expert conferencing. The second one, in turn, discusses the use of pre-hearing expert meetings, joint reports, exchange of draft reports and the Sachs Protocol. Finally, the third category considers, for instance, the use of single joint experts and arbitrator consultants. The second research question, in turn, focuses on the role of credibility and the non-procedural means available to evaluate this. This chapter as well is divided into three main categories. The first one considers the use of legal psychology as an assisting approach, whereas the second one focuses on the individual communication skills of an expert, both written expression and oral skills. The third one, in turn, presents different models on credibility assessment and elaborates on the issues with the existing, mainly procedural, means. This thesis aims not only to present and evaluate the use of different techniques, but also the recent trends in international arbitral practice. The focus of the study is mostly on party-appointed experts as the core issues with conflicting expert evidence are typically related to them. Further, as in most international commercial arbitrations the parties have agreed upon applying the arbitration rules of a particular institute or some other set of rules, this study has its focus on institutional rather than ad hoc arbitration.