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Browsing by Subject "securities law"

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  • Hutukka, Päivi (2020)
    This thesis is about Intellectual Property and Financial Markets Law in comparative context – differences and similarities between the European Union and the United States in Patent Law, Copyright Law, Trademark Law, Banking Law, and Securities Law. Therefore, the covered areas of law are: Differences and similarities between the European Union and the United States in financial markets law: banking law, and securities law. Differences and similarities between the European Union and the United States in intellectual property law: patent law, copyright law, and trademark law. The thesis offers a fairly comprehensive yet summarized analysis of the differences and similarities of the EU and the U.S. in the fields of financial markets law and intellectual property law. This thesis can serve as a general overview to business people, policy makers, lawyers and judges dealing with the covered areas of law. For instance, corporate lawyers considering whether to initiate the IPO process in the U.S. or within the EU in his/her client’s behalf, companies considering the pros and cons of either filing for a patent in the U.S. or in an EU member state, and so forth could find the insights from this comparative study useful. This 80 pages thesis does not naturally replace seeking legal advice from experts in financial markets law and intellectual property law, since all the nuances of financial markets law and intellectual property law could not be covered in this study. This thesis can also be useful for legal scholars since the approach adopted in this study to include more than a legal concept or field of law exemplifies that conducting comparison on a wider scale, ‘meso-level comparison’, can be a fruitful approach to gain an overall picture of the differences and similarities of fields of law while enabling comparisons both within regions/countries as well as within fields of law themselves. Such additional comparative aspect can under some circumstances lead to unanticipated yet useful insights that might have otherwise been overlooked. For example, due to this approach one of the findings of this study among others includes that similarities in financial markets law and intellectual property law are partly explained by international harmonization efforts.
  • Pekkanen, Maija-Ilona (2022)
    This master’s thesis is a study with respect to prospectus regulation in the EU and Australia. This thesis sets out to discover whether a prospectus summary drawn up in accordance with EU standards could be utilised in a secondary listing in Australia. The thesis utilises legal dogmatics as a basis point for the analysis for the regulatory framework in the EU. Methods of comparative law is also utilised to highlight similarities and differences between the pragmatic functionality of the two jurisdictions’ prospectus regulation regimes. The thesis first analyses the current regulatory framework in the EU with respect to prospectuses with a focus on prospectus summaries as well as investigates the policy reasons for recent regulatory reforms. Based on the analysis of the current regulation on prospectus summaries in the EU, the thesis presents an example summary. The thesis then goes on to examine the example summary in the Australian context, analyses whether the example summary may be utilised in Australia, and what are the policy reasons behind any necessary changes. Lastly, the thesis compares the two jurisdictions’ regulatory framework from a policy point of view to analyse what objectives are driving the legislative outcomes. The thesis found that the example summary compiled in accordance with the EU prospectus regulation can be made compatible with the Australian standards with minor additions and adjustments and that overall, the two regulatory frameworks share the objectives of investor protection and market efficiency which are reflected in the regulatory texts.